Securities law Lawyers

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Frisco

Alan Abergel Frisco Denton County Texas

Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm?s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often act as outside general counsel for its clients? businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, a...

Los Angeles

Catherine DeBono Holmes Los Angeles Los Angeles County California

Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as amon...

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(310) 201-3553

San Francisco

Antone F. Johnson San Francisco San Francisco County California

For nearly 20 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fort...

San Jose

Bernard Vogel III San Jose Santa Clara County California

Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to tr...

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(408) 573-5700

San Francisco

Alan William Sparer San Francisco San Francisco County California

For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.SLG regularly helps resolve sensitive and confidential family disputes...

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(415) 217-7300

Irvine

William F. Capps Irvine Orange County California

I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals....

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(949) 623-7200

Los Angeles

Michael B. Saryan Los Angeles Los Angeles County California

Michael B. Saryan is a business lawyer with a focus on venture capital, mergers and acquisitions, private securities offerings, and commercial transactions. He has represented businesses in various stages of their lifecycles, ranging from formation-stage startups to Fortune 500 companies.Mr. Saryan?s practice includes advising companies, boards of directors, private equity and venture capital firms, and high net-worth individuals and families in public and private M&A transactions, partnership arrangements, joint ventures, public and private capital raising transactions, business litigatio...

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(323) 880-7500

Scott Edward Rahn

Los Angeles attorney Scott Rahn resolves contests, disputes and litigation related to trusts, estates and conservatorships, creating a welcome peace of mind for clients.He represents heirs, beneficiaries, trustees and executors. He utilizes his experience to develop and implement strategies that swiftly and cost-effectively address the financial issues, fiduciary duties and emotional complexities underlying trust contests, estates conflicts and probate litigation.Driven by a commitment to provide relief to people grieving the loss of a loved one, Scott collaborates closely with clients. He pur...

Columbus

David Meyer Esq Columbus Franklin County Ohio

Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors? Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was incl...

Irvine

Ross D. Meador Irvine Orange County California

CKR Law Orange County Office is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focu...

La Jolla

Eric Alan Isaacson La Jolla San Diego County California

For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all....

Birmingham

John Gibbs Dana Birmingham Jefferson County Alabama

When your business or finances are at risk, we are the law firm to protect your assets and recover your money.Named one of the Top 50 attorneys in Alabama by Super Lawyers and voted by his peers as one of the best attorneys in Birmingham, Mr. Dana?s practice focuses on helping investors pursue claims against advisors and brokers for improper investment advice and guidance.Mr. Dana also represents owners of small- to medium-sized closely held businesses in negotiations and disputes with their co-owners, employees, and third parties. His representation routinely includes advising clients on diff...

Birmingham

Kenneth O'Neal Simon Birmingham Jefferson County Alabama

Ken Simon is a former trial judge with more than one hundred jury trials under his belt. Ken is an experienced mediator, arbitrator, special master, and claims administrator. He has mediated hundreds of cases arising out of state and federal courts around the Southeast, and is an active arbitrator of conflicts as diverse as disputes between investment firms and clients, employers and employees, businesses and suppliers, and nursing homes and patients. Ken?s legal practice covers areas as varied as securities litigation and enforcement proceedings, securities and corporate compliance, municipal...

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(205) 379-1029

Mesa

Anthony Bingham Mesa Maricopa County Arizona

Tony has been practicing law in Arizona for over twenty years, primarily in the areas of criminal defense, securities arbitration and securities regulatory matters. He established his own law practice, Law Offices of Anthony B. Bingham, over eleven years ago. Prior to that, he practiced law with a private law firm, with the Maricopa County Public Defender?s Office and with the Securities Division of the Arizona Corporation Commission. Tony is licensed to practice law in all courts in Arizona including Municipal (City), Justice, Superior, Arizona Federal District Court and the Federal 9th Circ...

Scottsdale

Grant Frazier Scottsdale Maricopa County Arizona

Grant H. Frazier represents clients in a variety of business and litigation matters, including contract disputes, securities law, unfair competition, corporate and partnership disputes, and trademark protection and infringement disputes. He has worked on civil matters before the Maricopa County Superior Court, Yuma County Superior Court, Arizona Court of Appeals, U.S. District Court for the District of Arizona, and U.S. Court of Appeals for the Ninth Circuit, as well as arbitration matters before the AAA and FINRA.In providing outside general counsel services, Grant strives to help clients avo...

Scottsdale

Jeffrey Perry Scottsdale Maricopa County Arizona

Jeff combines his unique experience as both a lawyer and a businessman to fashion well reasoned and practical solutions in counseling and advising his clients. He is sensitive to the business considerations that are important to a business client and understands the operational and financial aspects of running a business. He is admitted to practice law in both Arizona and Texas and has focused his practice on business law matters including representation in the areas of entity formation, structured capital raises and financings including private placements of securities, business combination t...

Scottsdale

Jeffrey Richard Perry Scottsdale Maricopa County Arizona

Jeff combines his unique experience as both a lawyer and a businessman to fashion well reasoned and practical solutions in counseling and advising his clients. He is sensitive to the business considerations that are important to a business client and understands the operational and financial aspects of running a business. He is admitted to practice law in both Arizona and Texas and has focused his practice on business law matters including representation in the areas of entity formation, structured capital raises and financings including private placements of securities, business combination...

Seattle

David Neuman Seattle King County Washington

The attorneys at the law firm of Israels & Neuman, PLC, have recovered millions of dollars for victims of securities and investment fraud. David P. Neuman is an active member of PIABA (The Public Investors Arbitration Bar Association) and currently sits on the Board of Directors. He has chaired multiple PIABA committees and has written several articles advocating for investor protection. The law firm of Israels & Neuman represents investors in all 50 states and offers contingent representation, meaning you DO NOT pay unless we recover money for you!Call (206) 795-5798 for a Free and ...

Seattle

Gideon Dionne Seattle King County Washington

I help businesses and entrepreneurs understand their risks, effectively solve legal and strategic problems, and design strategies to structure and capitalize on opportunities. When I?m out of the office I enjoy time with my wife, son, daughter, and dog, particularly outdoors, time with my family and friends, adventuring, fly fishing travel, fly fishing, travel, reading, snowboarding, golf, tinkering with motorcycles, riding my bike, and building things....

Denver

Henry Baskerville Denver Denver County Colorado

Henry Baskerville is an experienced and decorated trial attorney that has been personally been given the highest possible rating--AV Preeminent--by Martindale-Hubbell for his legal abilities and ethical standards. He also has been recognized by Super Lawyers, Best Lawyers in America, and National Trial Lawyers for his successful career. He is a Managing Partner at Fortis Law Partners LLC., a boutique law firm that has received numerous awards such as Super Lawyers "Top 50", M&A Today Global "2016 Winner", ACQ5 Law Awards 2015, M&A Awards "Corporate LiveWire Winner 2017", and Global L...

Denver

Brian Neil Hoffman Denver Denver County Colorado

I counsel entities and individuals through government / SRO proceedings and conduct internal investigations. I also have successfully defended shareholder class actions and derivative lawsuits, and counsel clients facing commercial litigation concerns. My matters have involved, among other things, public company financial reporting, disclosure, and controls issues; FCPA concerns; potential insider trading; issues concerning private equity, investment advisors, and broker-dealers; cybersecurity issues; accountant liability questions; fiduciary duty concerns; and civil DOJ matters. I currentl...