Stockbroker and investment fraud Lawyers

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Costa Mesa

Karren M. Kenney Costa Mesa Orange County California

Whether you are under investigation or charged with a crime, my team and I are committed to defending your personal freedom. Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom. I have tried over 70 criminal trials to verdict in state and federal courts and believe everyone deserves their day in court. Nobody should ever plead guilty to a crime they did not commit. Prior to starting my own criminal defense firm in 2012, I was a Senior Deputy Public Defender in Orange County, California, where I gained invaluable jury t...

San Francisco

Alan William Sparer San Francisco San Francisco County California

For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.SLG regularly helps resolve sensitive and confidential family disputes...


(415) 217-7300


Jeffrey Louis Gaffney Carlsbad San Diego County California

Jeffrey Gaffney is a 27 year attorney and retired Navy Captain. Originally from New York, he moved to San Diego in 1985 and has remained here since, military duties permitting.An attorney since 1993, Jeff is a graduate of the University of San Diego School of Law. He began as a law clerk in 1991, helping aggrieved investors recover from unscrupulous stockbrokers. A former registered representative ("used stock salesman") and principal (licensed manager of registered representatives), he began his own law firm in the midst of a scandal involving Prudential Securities' sales of limited partne...


(760) 809-9401

Los Angeles

Mr. Robin Mashal Los Angeles Los Angeles County California

I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbel's distinguished "AV Preeminent" peer-review rating. I was named to Super Lawyer Magazine's Southern Califo...


Lynn Gorelick Hayward Alameda County California

Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the Mastering Scientific Evid...

Ryan James Tegnelia California

A former prosecutor, Mr. Tegnelia has handled a wide variety of criminal cases throughout southern and central California. Upon his return, he was recruited by the largest consumer and criminal law firm in southern California. Mr. Tegnelia has defended hundreds of felony and misdemeanor cases in Los Angeles, Riverside, San Bernardino, Orange, and San Diego counties, as well as Federal court. Mr. Tegnelia brings diverse experience having handled a wide variety of cases including drug posession and sales, violent crimes including assault with a deadly weapon, assault causing great bodily injury,...


Kenneth Wonsup Chung Irvine Orange County California

Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung?s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung?s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating an...


Nicholas W Armstrong Birmingham Jefferson County Alabama

Nick has successfully represented small businesses and consumers in class actions against some of the country?s largest corporations, obtaining multi-million-dollar results for his clients in venues from California to Florida. Nick is a member of the state bars of Alabama and California and has been admitted to multiple federal courts including the Eleventh Circuit Court of Appeals and the Ninth Circuit Court of Appeals. He has been awarded the highest Martindale-Hubbell rating obtainable for ethics and professional ability.Nick attended Indian Springs School in Birmingham and Wesleyan Univers...

Pleasant Grove

Mr. Roland C. Gamble Pleasant Grove Jefferson County Alabama

Law practice located in Suite 620 Frank Nelson Building 205 North 20th Street Birmingham, Alabama 35203-4302, Telephone (205) 328-3331, since 1985....


John Gibbs Dana Birmingham Jefferson County Alabama

When your business or finances are at risk, we are the law firm to protect your assets and recover your money.Named one of the Top 50 attorneys in Alabama by Super Lawyers and voted by his peers as one of the best attorneys in Birmingham, Mr. Dana?s practice focuses on helping investors pursue claims against advisors and brokers for improper investment advice and guidance.Mr. Dana also represents owners of small- to medium-sized closely held businesses in negotiations and disputes with their co-owners, employees, and third parties. His representation routinely includes advising clients on diff...


Keri Donald Simms Auburn Lee County Alabama

28 year experienced trial courtroom lawyer in the Southern U.S. Over 126 trials to verdicts with high success rate and thousands of successful meditations and arbitrations. Multiple offices throughout the State of Alabama. Regional trial counsel in Alabama. Tennessee, Mississippi, Georgia, and Florida Panhandle. Complex consumer, business, insurance, and injury litigation in the Southeastern U.S....


Anthony Bingham Mesa Maricopa County Arizona

Tony has been practicing law in Arizona for over twenty years, primarily in the areas of criminal defense, securities arbitration and securities regulatory matters. He established his own law practice, Law Offices of Anthony B. Bingham, over eleven years ago. Prior to that, he practiced law with a private law firm, with the Maricopa County Public Defender?s Office and with the Securities Division of the Arizona Corporation Commission. Tony is licensed to practice law in all courts in Arizona including Municipal (City), Justice, Superior, Arizona Federal District Court and the Federal 9th Circ...


David Neuman Seattle King County Washington

The attorneys at the law firm of Israels & Neuman, PLC, have recovered millions of dollars for victims of securities and investment fraud. David P. Neuman is an active member of PIABA (The Public Investors Arbitration Bar Association) and currently sits on the Board of Directors. He has chaired multiple PIABA committees and has written several articles advocating for investor protection. The law firm of Israels & Neuman represents investors in all 50 states and offers contingent representation, meaning you DO NOT pay unless we recover money for you!Call (206) 795-5798 for a Free and ...

Colorado Springs

Allen C. Gasper Colorado Springs El Paso County Colorado

Allen C. Gasper is among Colorado Springs' top Criminal Defense trial attorneys. He has over 10 years experience practicing law in the Colorado Springs area. The Criminal Defense cases that Mr. Gasper handles include Misdemeanors and Felonies for drunk driving / DUI / DWAI and Domestic Violence. He also represents clients faced with restraining orders and defendants in Parole and Post-Conviction Issues.Mr. Gasper is a graduate and member of the Gerry Spence Trial Lawyers College and a member of the Colorado Criminal Defense Bar Association. He has defended clients in high-profile cases involvi...


David Lindsey Englewood Arapahoe County Colorado

Mr. Lindsey's practice is limited to criminal defense. His representation of the accused includes both trial and appeals in both state and federal court. In addition, a large portion of his practice is devoted to the defense of defendants charged with capital crimes at trial and on appeal. His clients have included federal habeas representation of Timothy McVeigh as well as inmates on death row in Colorado, Wyoming and Texas.In addition to practicing law, Mr. Lindsey is an adjunct professor of law at Denver University School of Law teaching a class in advanced criminal procedure and motions...


Steven Newell Denver Denver County Colorado

Steven R. Newell is a strong, forceful, respected defense advocate for his clients. He is a Colorado native and received his undergraduate degree from the University of Colorado and his Juris Doctorate degree from Seattle University. He then opened his private law practice. His pursuit of justice for the criminally accused began when he interned at the Seattle Public Defender?s Office while enrolled in the Robert F. Kennedy Street Law Program. Once a licensed attorney, his passion for defending the accused led him to increasingly focus his practice on criminal defense work. Mr. Newell has he...

Boca Raton

Robert W. Pearce Boca Raton Palm Beach County Florida

By hiring Robert w. Pearce, you will have the benefit of 40 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson...


(800) 732-2889


Bruce Alexander Minnick Tallahassee Leon County Florida

If 42+ years of legal experience matters to you or to your small business, you should contact Bruce Alexander Minnick. Mr. Minnick has enjoyed a variety of professional legal and commercial banking positions which combine to make him uniquely qualified to handle all your legal needs:Private Legal Practice Experience:+Partner, Mang, Rett & Minnick, PA, Tallahassee++Founding Director, Bruce A. Minnick, PA, Tallahassee+++Managing Partner, The Minnick Law Firm. Tallahassee Florida Banking Experience+Florida Commercial Bank Operations Officer, Miami, ++ Senior VP & General Counsel, Florida...

Boca Raton

Brenda Hamilton Boca Raton Palm Beach County Florida

Brenda Hamilton founded Hamilton & Associates Law Group, P.A. in 1999. Since that time the firm has provided services in the area of corporate finance, corporate law, business transactions and forensics, securities law and going public transactions. The firm's clients are private and publicly listed on the New York Stock Exchange, NASDAQ and OTC Markets. Ms. Hamilton represents issuers, corporate officers and directors, shareholders and other financial market participants in all areas of securities law and corporate finance. In addition to corporate finance and securities law, the firm is...


Robert K. Savage Tampa Hillsborough County Florida

Robert K. Savage is a New Jersey native who has been living in Florida for more than 25 years. He earned his Master of Business Administration degree and his law degree from the University of Florida and has been a member of the Florida Bar since January 1994. Mr. Savage has significant experience in all manner of business disputes, insurance disputes and securities brokerage compliance and regulatory matters, including defending brokers who have been sued. He is licensed to practice in all Florida state courts as well as the Federal District Court for the Middle District of Florida.Since grad...


(844) 972-8243

West Palm Beach

Jon Andrew Jacobson West Palm Beach Palm Beach County Florida

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations. Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, c...


(800) 801-5572


Bradford Michael Gucciardo Bradenton Manatee County Florida

Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned...

Palm Beach

Jason S. Haselkorn Esq. Palm Beach Palm Beach County Florida

Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States....


Joel Ewusiak Tampa Hillsborough County Florida

Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in customer and industry disputes involving suitability, breach of fiduciary duty, misrepresentation, and negligent supervision. In the area of commercial litigation, Joel represents clients in state and federal court disputes involving breach of ...


Bryan W. Gort Atlanta Fulton County Georgia

Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (?RIAs?). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm?s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs. Mr. Gort has accumulated experience sinc...


(855) 322-2057