Stockbroker and investment fraud Lawyers in Atlanta

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Atlanta

Bryan W. Gort Atlanta Fulton County Georgia

Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (?RIAs?). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm?s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs. Mr. Gort has accumulated experience sinc...

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(855) 322-2057

Atlanta

Walter Jospin Atlanta Fulton County Georgia

Walter Jospin?s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office?s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin superv...

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(800) 228-9159