Stockbroker and investment fraud Lawyers

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Portland

Scott L Mullins Portland Clackamas County Oregon

Scott Mullins handles litigation in the areas of securities, FINRA arbitration, investment advisers, regulatory compliance, professional licensing, health insurance, and shareholder disputes. He also routinely defends individuals and companies in Government investigations and prosecutions involving these practice areas. Prior to joining McGaughey Erickson, Scott was Senior Counsel at a commercial litigation firm, and before that, he worked as a securities regulator in Oregon, where he investigated dozens of registered investment advisers involving the sale of private placements, income assig...

Portland

Thomas Coan Portland Clackamas County Oregon

Tom is an experienced professional dedicated to protecting his clients' rights, ensuring they receive the highest quality representation....

Pittsburgh

Michael J. Betts Pittsburgh Allegheny County Pennsylvania

I am the principal of Michael J. Betts LLC and have over thirty-eight years of experience handling a broad range of civil litigation matters, with an emphasis on commercial litigation and business disputes, securities litigation, FINRA arbitrations and other investment-related claims, trade secret and restrictive covenant litigation and professional negligence claims.I also serve as an alternative dispute resolution neutral and have been selected by litigants to serve as mediator in numerous cases. I am certified as a mediator by the United States District Court for the Western District of Pe...

Philadelphia

Nicholas J Guiliano Esquire Philadelphia Philadelphia County Pennsylvania

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us....

Austin

Bryan T. Forman Austin Travis County Texas

Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry...

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(866) 597-2221

Houston

Samuel B. Edwards Houston Harris County Texas

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.The cases Mr. Edwards has worked on include claims for unsuitable investme...

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(800) 259-9010

Salt Lake City

Philip Dracht Salt Lake City Salt Lake County Utah

Philip Dracht is a shareholder in Fabian. He is a trial lawyer in the litigation and employment departments. Phil focuses on complex litigation and class actions, with experience in product liability and consumer litigation, intellectual property (copyright, trademark, and trade secrets) disputes, real estate disputes, and business litigation. Phil also litigates contractual disputes, business disputes, unfair competition claims, and trade libel claims....

Reston

Juan E. Milanes, Esq. Reston Fairfax County Virginia

Mr. Milanes has built a solid reputation for outstanding legal work and inspirational management and mediation skills. Throughout his twelve year career with the United States Department of Justice, during which time he held several positions ranging from Federal Prosecutor to trainer for the Overseas Prosecutorial Development, Assistance and Training Office, Mr. Milanes appeared as lead counsel in several hundred cases, successfully trying several. He spent years working in various capacities in both the Washington, D.C. metro area and Suan Juan districts and, in addition to having signific...

McLean

W. Scott Greco McLean Fairfax County Virginia

Born in Fairfax County, Virginia, W. Scott Greco concentrates in securities litigation and arbitration and is currently admitted to practice in Virginia, Maryland, and Washington, D.C. He received his B.A. in Foreign Affairs from the University of Virginia in 1991 and his J.D. from the College of William and Mary, Marshall-Wythe School of Law in 1994. Mr. Greco regularly appears as a guest lecturer at Georgetown Law School on the topic of FINRA securities arbitrations and lectures fellow attorneys in continuing legal education classes. He is a member of the Public Investors Arbitration Bar As...

Walla Walla

Jeremy Scott Hyndman Walla Walla Walla Walla County Washington

My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California....

Washington DC

Reuben Guttman Washington DC

Reuben Guttman is a founding member of Guttman, Buschner & Brooks PLLC (GBB). His practice involves complex litigation and class actions. He has tried and/or litigated claims involving fraud, breach of fiduciary duty, environmental derelictions, antitrust, business interference and other common law torts or statutory violations. The International Business Times called Mr. Guttman ?one of the world?s most prominent whistleblower attorneys,? and he has been recognized as a Washingtonian Top Lawyer by Washingtonian Magazine. A February 19, 2015 profile of Mr Guttman by the Boston Globe?s STAT...

Arlington

Matthew Kaplan Arlington Arlington County Virginia

For over a decade Matthew B. Kaplan, the founder and principal of The Kaplan Law Firm, has litigated cases on behalf of his clients in courts around the country. Prior to establishing The Kaplan Law Firm Mr. Kaplan was an attorney with Cohen Milstein Sellers & Toll PLLC, where he recovered millions of dollars for investors who incurred substantial losses as the result of fraud and other violations of the federal securities laws. Among the cases that Mr. Kaplan successfully litigated are In re Buca Inc. Securities Litigation, In re C.P. Ships Securities Litigation, In re Dura Pharmaceut...